Is Axi Regulated? Who Oversees It (2026)

Yes — Axi is regulated by ASIC (Australia), FCA (UK), DFSA (Dubai), and scores 5/5 on our regulation and safety scale.

Key facts

Regulators	ASIC (Australia), FCA (UK), DFSA (Dubai)
Verified regulator	ASIC (Australia), FCA (UK), DFSA (Dubai) — genuine; entity varies by region
Verified on	2026-08-02
Our regulation score	5/5
Segregated client funds	Yes
Negative balance protection	Yes
Founded	2007

Axi is regulated by ASIC (Australia), FCA (UK), DFSA (Dubai). Regulation matters because a licensed broker must meet capital, conduct and client-money rules, and you have an official authority to escalate to if something goes wrong.

ASIC — the Australian Securities and Investments Commission (Australia) — is a Tier 1 authority. You can verify Axi's status yourself on the ASIC Connect professional registers. Independently confirming a licence on the official register is the single most reliable safety check a trader can do.

FCA — the Financial Conduct Authority (United Kingdom) — is a Tier 1 authority. You can verify Axi's status yourself on the FCA Financial Services Register. Independently confirming a licence on the official register is the single most reliable safety check a trader can do.

DFSA — the Dubai Financial Services Authority (Dubai (DIFC), UAE) — is a Tier 2 authority. You can verify Axi's status yourself on the DFSA Public Register. Independently confirming a licence on the official register is the single most reliable safety check a trader can do.

Client funds at Axi are held in segregated accounts, meaning they are kept separate from the company's own operating money, and negative balance protection is in place, so you cannot lose more than your balance.

Why sources disagree about Axi's regulation

Different sites report different regulators for Axi. Here's each claim, side by side, and what the primary sources actually confirm.

Various claims

ASIC only / FCA only, varying licence numbers

Verified answer (as of 2026-08-02)

Axi's regulators are genuine and verifiable: ASIC (AFSL 318232), FCA (ref 466201), and DFSA Dubai (ref F003742). Note that many non-EU/AU clients are onboarded under an offshore St Vincent entity, so the protections that apply depend on which entity you sign up with.

Verified regulator: ASIC (Australia), FCA (UK), DFSA (Dubai) — genuine; entity varies by region

What to weigh: Confirm which Axi entity you are onboarded to — tier-1 protection applies to the ASIC/FCA entities, not the offshore one.

Frequently asked questions

Is Axi regulated?

Yes. Axi is regulated by ASIC (Australia), FCA (UK), DFSA (Dubai) and scores 5/5 on our regulation scale. You can confirm its licence on the relevant authority's official public register.

How can I verify Axi's licence myself?

Search for Axi on the official register of its regulator (ASIC (Australia), FCA (UK), DFSA (Dubai)). If a firm claims a licence it doesn't hold, it will not appear — always check the source directly.

Are my funds protected at Axi?

Client funds are held in segregated accounts and negative balance protection is provided. These protections are part of what its regulatory status requires.

Why do different sites list different regulators for Axi?

Comparison sites often copy each other or cite out-of-date entity details, which is why claims conflict. Based on primary sources (the broker's own legal documents and official registers), the verified position as of 2026-08-02 is: ASIC (Australia), FCA (UK), DFSA (Dubai) — genuine; entity varies by region. Confirm which Axi entity you are onboarded to — tier-1 protection applies to the ASIC/FCA entities, not the offshore one.

This page answers one specific question about Axi. For the full picture — neutral rating, pros and cons, and every stat side by side — read the complete Axi review.